Chief Compliance Officer
Colin is the Chief Compliance Officer responsible for the implementation, promotion and supervision of the firm’s compliance and operating policies and procedures designed to satisfy all regulatory requirements.
Before joining Ardenton, Colin spent nearly 20 years providing consulting services including a full range of compliance, management policy, administration, education and litigation support services to securities industry participants and investors. Assignments included working with local and national securities dealers as well as preparing opinions and providing evidence as an expert in securities cases before regulators, the BC Supreme Court and the BC Court of Appeal.
Previously, Colin was a Senior Corporate Analyst with the Vancouver Stock Exchange after working with Scotiabank in the Commercial, Corporate, International and Private Banking areas. Colin holds a BComm from Concordia University and an MBA from the Ivey School of Business.Go Back