Chief Compliance Officer
Martha is the Chief Compliance Officer (CCO) responsible for the implementation, promotion and supervision of the firm’s compliance and operating policies and procedures designed to satisfy all regulatory requirements.
Before joining Ardenton, Martha was CCO for a Vancouver firm operating in the exempt market. Martha’s extensive career in the securities industry started as a financial planner before leading into various roles in a dealer environment including product development, operations and CCO of a national MFDA/IIROC/insurance firm. To complement her industry experience, Martha worked at the British Columbia Securities Commission (BCSC) in senior compliance positions where she had the opportunity to contribute an industry perspective to CSA policy discussions. Martha is an active participant on various industry committees.
Martha has a Bachelor of Commerce (Hons) degree from the Asper School of Business as well as a Certified Financial Planner (CFP) designation.Go Back